Ellen Rolle is the Regulatory Services Manager of Appleby Global Services (Cayman) Limited (AGS). She is responsible for acting as the Anti-Money Laundering Compliance Officer (AMLCO) and the Money Laundering Reporting Officer (MLRO) or the Deputy Money Laundering Reporting Officer (DMLRO) while also managing and overseeing the provision of regulatory and compliance services to client entities. These services include FATCA & CRS (AEOI) Services, AML Officers/Compliance Services, Beneficial Ownership Services and Economic Substance Services.
Ellen has over 15 years of experience in the offshore financial services industry with more than 5 being in Regulatory Compliance. Prior to joining AGS she held the position of Vice President with a large global legal and fiduciary group headquartered in the Cayman Islands where she provided AEOI services to a wide range of investment entities.
Ellen has a Master of Science in Finance from the University of Tampa and she also has a Bachelor of Arts in Business Administration from the University of South Florida. In addition, she holds the designation of Certified Anti-Money Laundering Specialist (CAMS) attained in December 2015.